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Brokerage Operations, Securities Settlements Analyst - DTC

Fidelity

Fidelity

IT, Operations
Westlake, TX, USA
Posted on Feb 1, 2025

Job Description:

The Role

  • The Analyst, Brokerage Operations will be expected to deliver world class service to internal and external clients by settling their trade and transfer obligations timely and accurately while adhering to policies, procedures, and regulatory guidelines.
  • The associate will utilize internal as well as external systems and partner with various departments to settle DTCC related transactions.
  • Responsibilities will include reviewing and processing exceptions and other tasks associated with DTCC Settlements.

The Expertise and Skills You Bring

  • College degree preferred
  • 4+ years of DTCC Settlements experience required
  • Basic understanding of industry regulations
  • Attention to details while being efficient and effective
  • Ability to communicate effectively with internal and external business partners
  • Highly motivated with the ability complete assigned tasks in a timely and accurate manner
  • Ability to work effectively in a team-oriented environment
  • Continuously identify opportunities for process improvement

The Team

The Operations & Services Group (OSG) provides superior customer service to Fidelity’s brokerage businesses through innovation, dedication, and commitment to excellence. With seven operating divisions located throughout the country, OSG provides securities execution, clearance, and information management services to retail, institutional, and correspondent clients. OSG performs tens of thousands of over-the-counter, listed equities, options, bonds, and mutual fund transactions daily. OSG has a need for an Analyst in DTCC Settlements. The DTCC Settlements team exists to ensure transaction exceptions are resolved in a timely manner. Resolution of exceptions ensures transaction completion for our clients. Our stakeholders are our internal and external business partners, and, ultimately, Fidelity’s clients.

Certifications: